Our common sense Anti-Money Laundering program has been developed to prevent money laundering and fraud, and make your firm compliant. We will use an anti-money laundering checklist to create a simple assessment for each new customer. We do all the work for you so you can focus on your business. Our team will create a customized Compliance and Supervisory Procedures written policy.

Compliance and Supervisory Procedures Policy

The Compliance and Supervisory Procedures Policy includes the following:

1. The Firm Policy and mission statement
2. Providing AML information to federal law enforcement agencies and other financial institutions
3. Checking the Office of Foreign Assets Control listings
4. Customer Identification Program
5. General Customer Due Diligence Risk Checklist
6. Due Diligence Programs for private banking accounts/foreign political figures
7. Compliance with FinCEN’s special measures against foreign jurisdictions
8. Monitoring accounts for suspicious activity
9. Suspicious transactions and BSA reporting
10. AML recordkeeping
11. Training programs
12. Programs to independently test AML programs
13. Monitoring employee conduct and accounts
14. Confidential reporting of AML non-compliance
15. Additional risk areas
16. AML reporting overview
17. Copy of Suspicious Activity Reports (SARs)
18. Links to government sites
19. AML checklist – Customer Risk Assessment

Order Your Compliance Procedure Checklist

Majestic Security, LLC does all the compliance procedures for you! To learn more about our services, call our Mason, OH, team today at 513-259-1312 to speak to a representative.