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No problem!
Call us at 513-259-1312 to speak
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representative.
Thank you. We look forward to serving you.
National Association of
Mortgage Professionals
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Compliance Products
FEDERALLY REQUIRED
ANTI-MONEY
LAUNDERING (AML) YEARLY AUDITS
Rule: 31C.F.R. / 103.120; FinCEN Rule 3310
Testing of the firms AML program must be performed at least annually
(on a calendar year basis). Qualifications of the independent third
party tester must insure they have a working knowledge of applicable
requirements under BSA and its implementing regulations.
Testing
will include:
1.
Evaluation of the firms overall integrity and effectiveness of their
AML compliance program.
2.
Evaluation of the firms procedures for BSA reporting and record
keeping requirements
3.
Evaluation of the implementation and maintenance of the firms CIP
(customer identification program)
4.
Evaluation of the firms system for reporting suspicious activity
5.
Evaluation of the firms systems for identifying suspicious activity
and customer due diligence
6.
Evaluation of the firms staff training procedures.
7.
Evaluation of the firms response to previously identified
deficiencies, if any.
In order to make the process as painless as possible, all we require
on your part is a 15-30 minute phone call with you to complete the
interview/certification process. Let us know your preferred contact
person and date and time most convenient for you and we will try to
accommodate your preference. Book your audit early! Time slots
will fill up fast.
ORDER and
Schedule Your Company's Audit NOW!
Only $350.00 complete
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